Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Client dealing (since 12 Nov 2019)
- [FCA CF] Manager of certification employee (since 12 Nov 2019)
- [FCA CF] Material risk taker (since 12 Nov 2019)
- [FCA CF] Algorithmic trading (18 Jul 2022 to 2 Mar 2026)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Algorithmic trading (since 18 Jul 2022)
- [FCA CF] Material risk taker (since 12 Nov 2019)
- [FCA CF] Client dealing (since 12 Nov 2019)
- [FCA CF] Manager of certification employee (since 12 Nov 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 16 Aug 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 16 Aug 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 16 Aug 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Mar 2006 to 13 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.