Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Nov 2019)
    • [FCA CF] Manager of certification employee (since 12 Nov 2019)
    • [FCA CF] Material risk taker (since 12 Nov 2019)
    • [FCA CF] Algorithmic trading (18 Jul 2022 to 2 Mar 2026)
    • [FCA CF] Algorithmic trading (since 18 Jul 2022)
    • [FCA CF] Material risk taker (since 12 Nov 2019)
    • [FCA CF] Client dealing (since 12 Nov 2019)
    • [FCA CF] Manager of certification employee (since 12 Nov 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 16 Aug 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 16 Aug 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 16 Aug 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Mar 2006 to 13 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.