Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Jul 2025)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • Appointed representative dealing with clients for which they require qualification (8 Jan 2024 to 15 May 2025)
    • CF30 Customer (31 Dec 2023 to 3 Jun 2025)
  • SPECTRUM WEALTH GROUP LTD (no longer approved here)

    FRN 942371

    • (3)Employed By (31 Dec 2023 to 3 Jun 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (11 Jun 2020 to 24 Nov 2023)
    • CF30 Customer (12 May 2020 to 24 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.