Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 21 Feb 2023)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (25 Apr 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (18 Jun 2018 to 30 Jan 2020)
    • [FCA CF] Material risk taker (17 May 2017 to 30 Jan 2020)
    • [FCA CF] Manager of certification employee (23 Nov 2016 to 30 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.