Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF22 Other Local Responsibility (since 20 Oct 2025)
    • [FCA CF] Significant management (18 Sep 2017 to 20 Oct 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Oct 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 20 Oct 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 20 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
    • SMF18 Other Overall Responsibility (since 20 Oct 2025)
    • [FCA CF] Significant management (18 Sep 2017 to 20 Oct 2025)
    • [FCA CF] Material risk taker (17 May 2017 to 20 Oct 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 20 Oct 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.