Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 3 Apr 2024)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 3 Apr 2024)
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Goldman Sachs International
FRN 142888
- [PRA CF] Significant risk taker or Material risk taker (since 2 Aug 2021)
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- [PRA CF] Significant risk taker or Material risk taker (2 Aug 2021 to 31 Dec 2022)
- [FCA CF] Client dealing (2 Aug 2021 to 2 Jan 2024)
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- [FCA CF] Client dealing (21 Jul 2020 to 4 Jun 2021)
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- [FCA CF] Client dealing (23 Oct 2017 to 25 Jun 2019)
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- [FCA CF] Client dealing (23 Oct 2017 to 25 Jun 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.