Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 May 2023)
    • Responsible for Insurance Distribution (since 10 May 2023)
    • SMF16 Compliance Oversight (since 10 May 2023)
    • SMF3 Executive Director (since 10 May 2023)
    • Responsibility for MCD Intermediation (since 10 May 2023)
  • Kingsmead Financial Planning Ltd (no longer approved here)

    FRN 630040

    • CF1 Director (AR) (23 May 2022 to 9 May 2023)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jun 2022)
    • CF1 Director (AR) (19 Sep 2019 to 24 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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