Akash Kapoor

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privee, UBP SA

    FRN 147562

    • 13. Giving personal recommendations on and dealing with derivatives
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2019)
    • [FCA CF] Client dealing (since 9 Sep 2019)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (16 Apr 2010 to 13 Feb 2012)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF30 Customer (1 Nov 2007 to 1 Sep 2009)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.