Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 25 Sep 2023)
    • [FCA CF] Client dealing (since 10 Nov 2021)
    • [FCA CF] Manager of certification employee (since 25 Sep 2023)
    • [FCA CF] Material risk taker (since 26 Sep 2022)
    • [FCA CF] Client dealing (since 10 Aug 2020)
    • [FCA CF] Manager of certification employee (since 25 Sep 2023)
    • [FCA CF] Material risk taker (since 26 Sep 2022)
    • [FCA CF] Client dealing (since 10 Aug 2020)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • [FCA CF] Client dealing (11 Jul 2017 to 16 Apr 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (11 Sep 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.