Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 22 Aug 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 22 Aug 2016)
    • [FCA CF] Material risk taker (since 8 Nov 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2016)
    • [FCA CF] Client dealing (since 22 Aug 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 Oct 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.