Ajaypal Johal

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CCLA INVESTMENT MANAGEMENT LIMITED

    FRN 119281

    • [FCA CF] Client dealing (since 28 Apr 2025)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Manager of certification employee (1 Jun 2021 to 31 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Dec 2023)
    • CF30 Customer (5 Feb 2018 to 8 Dec 2019)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • [FCA CF] Client dealing (16 Oct 2020 to 4 Dec 2023)
    • [FCA CF] Functions requiring qualifications (16 Oct 2020 to 4 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.