Ajaykumar Narendrakumar Naik

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Feb 2016 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 22 Feb 2016)
    • CF21 Investment Adviser (24 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Aug 2005 to 24 Sep 2007)
  • Bankfield Financial Advisers Ltd (no longer approved here)

    FRN 214372

    • Employed By (23 Aug 2005 to 22 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.