Ajay Sharma

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BENTALLGREENOAK ADVISORS (UK) LLP

    FRN 671952

    • [FCA CF] Client dealing (since 24 Aug 2022)
    • [FCA CF] Manager of certification employee (since 24 Aug 2022)
  • HEITMAN U.K. LIMITED (no longer approved here)

    FRN 490697

    • SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
    • CF10 Compliance Oversight (20 Jan 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Jan 2009 to 8 Dec 2019)
    • CF3 Chief Executive (20 Jan 2009 to 8 Dec 2019)
    • CF30 Customer (20 Jan 2009 to 8 Dec 2019)
    • CF1 Director (20 Jan 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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