Ajay Pandey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Elara Capital Plc

    FRN 221462

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (10 Jul 2006 to 8 Dec 2019)
    • CF26 Customer Trading (16 Jan 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (22 Apr 2005 to 31 Oct 2007)
    • CF27 Investment Management (22 Apr 2005 to 31 Oct 2007)
  • Credo Capital Limited (no longer approved here)

    FRN 192204

    • CF26 Customer Trading (26 Jun 2002 to 30 Jul 2004)
    • CF27 Investment Management (26 Jun 2002 to 30 Jul 2004)
    • CF21 Investment Adviser (26 Jun 2002 to 30 Jul 2004)
  • Kotak Mahindra (UK) Limited (no longer approved here)

    FRN 171837

    • CF27 Investment Management (1 Dec 2001 to 16 Jul 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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