Ajay Narendra Badiani

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IMPERIAL WEALTH ADVISORY LTD

    FRN 815621

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 May 2024)
    • [FCA CF] Client dealing (since 31 May 2024)
  • Intelligent Financial Advisory Ltd (no longer approved here)

    FRN 669729

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • CF30 Customer (17 Aug 2017 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Apr 2014 to 6 Mar 2016)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (24 Sep 2013 to 28 Dec 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (404)Employed By (24 Sep 2013 to 28 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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