Ajay Kumar Khosla

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (Central & East) Limited

    FRN 223377

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Mar 2026)
  • Lord Clarke Limited (no longer approved here)

    FRN 542556

    • CF30 Customer (31 Oct 2011 to 22 Nov 2013)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (19 Feb 2009 to 18 Oct 2011)
  • Ajay Khosla (no longer approved here)

    FRN 496459

    • Employed By (19 Feb 2009 to 18 Oct 2011)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.