Ajay Arvindray Patel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TJM Europe LLP (no longer approved here)
FRN 714756
- CF30 Customer (21 Mar 2019 to 2 Jul 2019)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF30 Customer (28 Mar 2018 to 31 Dec 2018)
R.J. O'Brien Limited (no longer approved here)
FRN 114120
- CF30 Customer (20 Sep 2017 to 13 Dec 2017)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (13 May 2014 to 11 Dec 2015)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (10 Sep 2012 to 23 Oct 2013)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (7 Sep 2010 to 10 Apr 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.