Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Algorithmic trading (3 Apr 2020 to 8 Jul 2024)
    • [FCA CF] Material risk taker (7 Mar 2018 to 8 Jul 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 8 Jul 2024)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 8 Jul 2024)
    • CF30 Customer (7 Dec 2012 to 1 Apr 2014)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (3 Apr 2020 to 8 Jul 2024)
    • [FCA CF] Material risk taker (7 Mar 2018 to 8 Jul 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 8 Jul 2024)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 8 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.