Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (29 Jul 2013 to 6 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 18 Oct 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2016)
    • [FCA CF] Material risk taker (since 8 Nov 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (29 Jul 2013 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (5 Sep 2011 to 3 Jun 2013)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (24 Dec 2009 to 21 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

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