Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Compaz Finance Ltd
FRN 939072
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 17 Mar 2021)
- Responsible for Insurance Distribution (since 17 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
- SMF16 Compliance Oversight (since 17 Mar 2021)
- SMF3 Executive Director (since 17 Mar 2021)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 16 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.