Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED
FRN 119289
- [FCA CF] Material risk taker (since 31 Jan 2025)
- [FCA CF] Client dealing (since 23 Mar 2022)
- [FCA CF] Functions requiring qualifications (23 Mar 2022 to 30 Sep 2025)
-
- [FCA CF] Client dealing (1 Jan 2021 to 30 Nov 2021)
-
- [FCA CF] Client dealing (5 Oct 2020 to 30 Nov 2021)
- CF30 Customer (12 Jan 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.