Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FRANCIS CLARK FINANCIAL PLANNING LIMITED
FRN 433591
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (9 Sep 2016 to 8 Dec 2019)
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- CF30 Customer (27 Oct 2015 to 12 Aug 2016)
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- CF30 Customer (14 Feb 2011 to 1 Sep 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.