Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • Appointed representative dealing with clients for which they require qualification (since 18 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
  • Med-Ex Financial Advisory Services Limited (no longer approved here)

    FRN 484988

    • [PRA CF] Key function holder (14 Aug 2023 to 12 Apr 2024)
    • [FCA CF] Functions requiring qualifications (14 Aug 2023 to 12 Apr 2024)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • Appointed representative dealing with clients for which they require qualification (27 Feb 2020 to 15 Aug 2023)
    • CF1 Director (AR) (15 Aug 2018 to 15 Aug 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (4 Nov 2015 to 7 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.