Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 7 Nov 2017)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Aug 2021)
- CF30 Customer (1 Jul 2015 to 24 Aug 2021)
- CF4 Partner (AR) (1 Jul 2015 to 11 Jan 2018)
-
A & K Financial Management Limited
FRN 694946
- (1)Employed By (since 1 Jul 2015)
-
- CF30 Customer (19 Aug 2011 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.