Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 22 Apr 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 1 Apr 2022)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Apr 2022)
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- CF30 Customer (25 Mar 2008 to 17 Nov 2008)
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- CF21 Investment Adviser (4 Oct 2006 to 4 Jul 2007)
- CF22 Investment Adviser (Trainee) (13 Dec 2005 to 4 Oct 2006)
- CF26 Customer Trading (13 Dec 2005 to 4 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.