Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Client dealing (7 Mar 2016 to 22 Apr 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Apr 2022)
  • BP Oil International Limited (no longer approved here)

    FRN 140457

    • CF30 Customer (25 Mar 2008 to 17 Nov 2008)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF21 Investment Adviser (4 Oct 2006 to 4 Jul 2007)
    • CF22 Investment Adviser (Trainee) (13 Dec 2005 to 4 Oct 2006)
    • CF26 Customer Trading (13 Dec 2005 to 4 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.