Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 1 Feb 2025)
- [FCA CF] Client dealing (since 21 Nov 2023)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Material risk taker (since 17 Dec 2024)
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- [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Nov 2023)
- CF4 Partner (5 Dec 2008 to 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (22 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.