Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Acumen Financial Planning Limited
FRN 218745
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 14 Feb 2025)
- [FCA CF] Client dealing (since 14 Feb 2025)
- [FCA CF] Functions requiring qualifications (since 14 Feb 2025)
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- CF30 Customer (31 Mar 2014 to 2 Jan 2015)
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- CF29 Significant management (13 Aug 2008 to 12 Jun 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.