Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 14 Feb 2025)
    • [FCA CF] Client dealing (since 14 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 14 Feb 2025)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (31 Mar 2014 to 2 Jan 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (13 Aug 2008 to 12 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.