Aidan Robert Brock

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Union Bancaire Privee, UBP SA (no longer approved here)
FRN 147562
- SMF4 Chief Risk (3 Apr 2025 to 28 Oct 2025)
ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)
FRN 143336
- [FCA CF] Material risk taker (6 Jul 2017 to 31 Oct 2019)
- [PRA CF] Significant risk taker or Material risk taker (6 Jul 2017 to 31 Oct 2019)
Paratus AMC Limited (no longer approved here)
FRN 301128
- CF28 Systems and controls (20 Mar 2015 to 30 Nov 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.