Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 2 Jan 2025)
    • [FCA CF] Client dealing (since 31 Jul 2023)
    • CF30 Customer (since 15 May 2023)
    • Appointed representative dealing with clients for which they require qualification (since 17 Oct 2022)
    • (3)Employed By (since 15 May 2023)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (14 Apr 2021 to 13 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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