Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (18 Aug 2022 to 27 May 2023)
- [FCA CF] Significant management (18 Aug 2022 to 27 May 2023)
- [FCA CF] Client dealing (20 Feb 2020 to 27 May 2023)
- [FCA CF] Manager of certification employee (20 Feb 2020 to 27 May 2023)
- CF30 Customer (5 Aug 2010 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 30 Jun 2006)
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- CF30 Customer (9 Jul 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.