Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Material risk taker (18 Aug 2022 to 27 May 2023)
    • [FCA CF] Significant management (18 Aug 2022 to 27 May 2023)
    • [FCA CF] Client dealing (20 Feb 2020 to 27 May 2023)
    • [FCA CF] Manager of certification employee (20 Feb 2020 to 27 May 2023)
    • CF30 Customer (5 Aug 2010 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 30 Jun 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (9 Jul 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.