Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Eaton Vance Advisers International Ltd
FRN 772389
- [FCA CF] Client dealing (since 6 Jun 2024)
- [FCA CF] Manager of certification employee (since 6 Jun 2024)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (22 Aug 2017 to 8 Dec 2019)
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- CF30 Customer (20 Jun 2008 to 8 Jun 2015)
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- CF30 Customer (1 Nov 2007 to 9 May 2008)
- CF27 Investment Management (3 Mar 2003 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 11 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.