Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 23 Sep 2024)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Apr 2021)
    • CF30 Customer (29 Jun 2017 to 8 Dec 2019)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (29 Dec 2011 to 7 Dec 2015)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (21 Nov 2008 to 12 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.