Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
PIPER SANDLER LTD.
FRN 191657
- [FCA CF] Client dealing (since 3 Feb 2025)
-
- [FCA CF] Client dealing (9 Dec 2020 to 4 Nov 2024)
- [FCA CF] Manager of certification employee (9 Dec 2020 to 4 Nov 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.