Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (18 Oct 2021 to 20 Mar 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 20 Mar 2024)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 20 Mar 2024)
    • CF30 Customer (16 Dec 2009 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (18 Oct 2021 to 20 Mar 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 20 Mar 2024)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 20 Mar 2024)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (18 Feb 2009 to 6 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.