Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [PRA CF] Managing a material risk taker (17 Jul 2017 to 5 Mar 2020)
- [FCA CF] Manager of certification employee (17 Jul 2017 to 5 Mar 2020)
- [FCA CF] Material risk taker (17 Jul 2017 to 5 Mar 2020)
- [FCA CF] Client dealing (17 Jul 2017 to 5 Mar 2020)
- [PRA CF] Significant risk taker or Material risk taker (17 Jul 2017 to 5 Mar 2020)
-
- CF30 Customer (1 Nov 2007 to 28 May 2008)
- CF21 Investment Adviser (28 Mar 2003 to 8 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.