Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Managing a material risk taker (17 Jul 2017 to 5 Mar 2020)
    • [FCA CF] Manager of certification employee (17 Jul 2017 to 5 Mar 2020)
    • [FCA CF] Material risk taker (17 Jul 2017 to 5 Mar 2020)
    • [FCA CF] Client dealing (17 Jul 2017 to 5 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (17 Jul 2017 to 5 Mar 2020)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 28 May 2008)
    • CF21 Investment Adviser (28 Mar 2003 to 8 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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