Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ExodusPoint Capital Management UK, LLP
FRN 828549
- [FCA CF] Material risk taker (since 19 Jan 2024)
- [FCA CF] Client dealing (since 5 Oct 2022)
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- SMF3 Executive Director (9 Dec 2019 to 27 Sep 2022)
- CF1 Director (15 Nov 2017 to 8 Dec 2019)
- CF30 Customer (15 Nov 2017 to 8 Dec 2019)
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- [FCA CF] Significant management (7 Mar 2016 to 5 Jul 2016)
- [FCA CF] Client dealing (7 Mar 2016 to 5 Jul 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Jul 2016)
- [FCA CF] Material risk taker (7 Mar 2016 to 5 Jul 2016)
- CF29 Significant management (24 Sep 2015 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.