Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BlackRock Institutional Trust Company, N.A.
FRN 409343
- SMF3 Executive Director (since 10 Feb 2025)
- SMF19 Head of Overseas Branch/Head of Overseas (since 10 Jul 2024)
- SMF3 Executive Director (29 Jun 2023 to 10 Jul 2024)
- CF30 Customer (2 Jan 2015 to 26 Jul 2016)
- CF27 Investment Management (2 Nov 2006 to 31 Oct 2007)
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BlackRock Advisors (UK) Limited
FRN 119186
- SMF18 Other Overall Responsibility (since 6 Feb 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jul 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 6 Feb 2023)
- [FCA CF] Significant management (9 Dec 2019 to 6 Feb 2023)
- CF30 Customer (26 Aug 2014 to 8 Dec 2019)
- CF27 Investment Management (22 Jun 2006 to 31 Oct 2007)
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BlackRock Investment Management (UK) Limited
FRN 119293
- SMF18 Other Overall Responsibility (since 6 Feb 2023)
- [FCA CF] Significant management (9 Dec 2019 to 6 Feb 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jul 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 6 Feb 2023)
- CF30 Customer (26 Aug 2014 to 8 Dec 2019)
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BlackRock International Limited
FRN 178638
- SMF18 Other Overall Responsibility (since 6 Feb 2023)
- [FCA CF] Material risk taker (17 Jan 2023 to 6 Feb 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jul 2021)
- [FCA CF] Significant management (9 Dec 2019 to 6 Feb 2023)
- CF30 Customer (26 Aug 2014 to 8 Dec 2019)
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- CF21 Investment Adviser (20 Dec 2005 to 17 Mar 2006)
- CF27 Investment Management (20 Dec 2005 to 17 Mar 2006)
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- CF27 Investment Management (28 Jun 2005 to 1 Dec 2005)
- CF21 Investment Adviser (28 Jun 2005 to 1 Dec 2005)
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- CF27 Investment Management (1 Dec 2001 to 7 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.