Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 10 Feb 2025)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 10 Jul 2024)
    • SMF3 Executive Director (29 Jun 2023 to 10 Jul 2024)
    • CF30 Customer (2 Jan 2015 to 26 Jul 2016)
    • CF27 Investment Management (2 Nov 2006 to 31 Oct 2007)
    • SMF18 Other Overall Responsibility (since 6 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jul 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Feb 2023)
    • CF30 Customer (26 Aug 2014 to 8 Dec 2019)
    • CF27 Investment Management (22 Jun 2006 to 31 Oct 2007)
    • SMF18 Other Overall Responsibility (since 6 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jul 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Feb 2023)
    • CF30 Customer (26 Aug 2014 to 8 Dec 2019)
    • SMF18 Other Overall Responsibility (since 6 Feb 2023)
    • [FCA CF] Material risk taker (17 Jan 2023 to 6 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jul 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Feb 2023)
    • CF30 Customer (26 Aug 2014 to 8 Dec 2019)
  • Western Asset Management Company Limited (no longer approved here)

    FRN 145930

    • CF21 Investment Adviser (20 Dec 2005 to 17 Mar 2006)
    • CF27 Investment Management (20 Dec 2005 to 17 Mar 2006)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF27 Investment Management (28 Jun 2005 to 1 Dec 2005)
    • CF21 Investment Adviser (28 Jun 2005 to 1 Dec 2005)
    • CF27 Investment Management (1 Dec 2001 to 7 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.