Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AMB Financial Ltd
FRN 841682
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 20 Sep 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 20 Sep 2019)
- Responsible for Insurance Distribution (since 20 Sep 2019)
- CF10 Compliance Oversight (20 Sep 2019 to 8 Dec 2019)
- CF1 Director (20 Sep 2019 to 8 Dec 2019)
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- CF1 Director (AR) (5 Jan 2018 to 16 Sep 2019)
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- Employed By (5 Jan 2018 to 16 Sep 2019)
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- CF30 Customer (11 Nov 2014 to 5 Apr 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.