Ahmed Bawa

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited

    FRN 535515

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (15 Nov 2017 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (15 Mar 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Mar 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Mar 2016 to 8 Dec 2019)
    • CF1 Director (15 Mar 2016 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (27 Aug 2019 to 19 Mar 2026)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (27 Aug 2019 to 19 Mar 2026)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (101)Employed By (27 Aug 2019 to 19 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

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