Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Mar 2022)
    • CF1 Director (10 Nov 2016 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (10 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Nov 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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