Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 19 Jun 2024)
- [FCA CF] Material risk taker (since 19 Jun 2024)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 19 Jun 2024)
- [FCA CF] Material risk taker (since 19 Jun 2024)
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- [FCA CF] Material risk taker (1 Sep 2023 to 9 Jun 2024)
- [FCA CF] Manager of certification employee (7 Mar 2022 to 9 Jun 2024)
- [FCA CF] Client dealing (9 Mar 2018 to 9 Jun 2024)
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- [FCA CF] Material risk taker (1 Sep 2023 to 9 Jun 2024)
- [FCA CF] Manager of certification employee (7 Mar 2022 to 9 Jun 2024)
- [FCA CF] Client dealing (9 Mar 2018 to 9 Jun 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.