Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HBL BANK UK LIMITED
FRN 188585
- 16. Safeguarding and administering investments or holding client money
- 17. Administrative functions in relation to managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Material risk taker (since 9 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
- [FCA CF] Client dealing (1 Apr 2020 to 9 Apr 2025)
- CF30 Customer (1 Aug 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.