Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Alta Semper Capital LLP
FRN 756838
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF4 Partner (25 Jan 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (25 Jan 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (25 Jan 2017 to 8 Dec 2019)
- CF3 Chief Executive (25 Jan 2017 to 8 Dec 2019)
- CF30 Customer (25 Jan 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 6 Jul 2008)
- CF21 Investment Adviser (1 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.