Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verition Advisors (UK Partners) LLP (no longer approved here)

    FRN 989410

    • [FCA CF] Client dealing (22 Aug 2025 to 1 Apr 2026)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (28 Aug 2023 to 13 May 2025)
    • [FCA CF] Client dealing (7 Sep 2016 to 8 Apr 2021)
    • CF30 Customer (24 Jun 2015 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 16 Mar 2015)
    • CF21 Investment Adviser (21 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.