Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 15 Apr 2025)
- [FCA CF] Client dealing (since 17 Mar 2025)
- CF30 Customer (1 Nov 2007 to 7 Sep 2012)
- CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)
-
- [FCA CF] Manager of certification employee (9 Mar 2020 to 2 Dec 2024)
- [FCA CF] Client dealing (18 Oct 2018 to 2 Dec 2024)
-
- CF30 Customer (10 Mar 2014 to 6 Mar 2016)
-
- CF30 Customer (9 Jul 2012 to 20 Dec 2013)
-
- CF30 Customer (9 Jul 2012 to 20 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.