Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 15 Apr 2025)
    • [FCA CF] Client dealing (since 17 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 7 Sep 2012)
    • CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (9 Mar 2020 to 2 Dec 2024)
    • [FCA CF] Client dealing (18 Oct 2018 to 2 Dec 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (10 Mar 2014 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (9 Jul 2012 to 20 Dec 2013)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (9 Jul 2012 to 20 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.