Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 16 Sep 2024)
- [FCA CF] Functions requiring qualifications (since 16 Sep 2024)
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- [FCA CF] Client dealing (5 Aug 2021 to 11 Sep 2024)
- [FCA CF] Functions requiring qualifications (5 Aug 2021 to 11 Sep 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.