Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 10 Sep 2024)
- [FCA CF] Material risk taker (18 Dec 2020 to 10 Sep 2024)
- [FCA CF] Manager of certification employee (6 Sep 2019 to 10 Sep 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 10 Sep 2024)
- CF30 Customer (9 Feb 2016 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 10 Sep 2024)
- [FCA CF] Material risk taker (18 Dec 2020 to 10 Sep 2024)
- [FCA CF] Manager of certification employee (15 Oct 2019 to 10 Sep 2024)
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- [FCA CF] Manager of certification employee (6 Sep 2019 to 10 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (8 Nov 2016 to 10 Sep 2024)
- [FCA CF] Material risk taker (8 Nov 2016 to 10 Sep 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 10 Sep 2024)
- CF30 Customer (9 Feb 2016 to 6 Mar 2016)
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- CF30 Customer (1 May 2009 to 18 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.