Adriana Lokman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Insight Financial Associates Limited

    FRN 458421

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Apr 2025)
    • [FCA CF] Client dealing (since 23 Apr 2025)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (10 Nov 2022 to 22 Apr 2025)
    • CF30 Customer (21 Oct 2022 to 22 Apr 2025)
    • CF1 Director (AR) (21 Oct 2022 to 22 Apr 2025)
    • [FCA CF] Client dealing (23 Feb 2022 to 10 Nov 2022)
    • [FCA CF] Functions requiring qualifications (23 Feb 2022 to 10 Nov 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (10 Sep 2020 to 20 Aug 2021)
    • Appointed representative dealing with clients for which they require qualification (19 Jun 2020 to 20 Aug 2021)
  • MABWM Ltd (no longer approved here)

    FRN 806378

    • Employed By (10 Sep 2020 to 20 Aug 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (20 Feb 2019 to 24 Jun 2020)
  • Adriana Lokman (no longer approved here)

    FRN 833639

    • Employed By (20 Feb 2019 to 24 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.