Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (20 Sep 2011 to 21 Nov 2011)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 14 Jan 2008)
    • CF26 Customer Trading (11 Oct 2002 to 31 Oct 2007)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF26 Customer Trading (1 Dec 2001 to 31 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.