Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 31 Mar 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 17 Oct 2017)
    • Responsibility for MCD Intermediation (since 1 Sep 2016)
    • Responsible for Insurance Mediation (1 Sep 2016 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (1 Sep 2016 to 8 Dec 2019)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
    • Employed By (since 17 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

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