Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 14 Mar 2024)
    • CF30 Customer (since 7 Feb 2024)
    • CF1 Director (AR) (since 5 Aug 2015)
  • Citizens Advice Sunderland (no longer approved here)

    FRN 617559

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 29 Apr 2021)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 May 2010 to 15 May 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
  • Adrian Russell Holland (no longer approved here)

    FRN 215219

    • (8)Employed By (1 Dec 2001 to 31 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.